Risk Assessment Quick Guide: Difference between revisions

From Handcrafted Policy
updated guide to include more detail on how to carry out risk assessments
 
(2 intermediate revisions by the same user not shown)
Line 8: Line 8:
Every risk assessment follows the same framework:
Every risk assessment follows the same framework:


# '''Hazard''' – What has the potential to cause harm?
# '''Hazard''' – What has the potential to cause harm? (e.g. broken step, aggressive visitor, relapse triggers, data breach)   
  (e.g. broken step, aggressive visitor, relapse triggers, data breach)   
# '''Risk''' – What could happen? Consider:
# '''Risk''' – What could happen? Consider:
## '''Likelihood''' (how probable)  
  * '''Likelihood''' (how probable)
## '''Severity''' (how serious the consequences)
  * '''Severity''' (how serious the consequences)
# '''Control / Mitigation''' – What steps are we taking to:
# '''Control / Mitigation''' – What steps are we taking
## Reduce likelihood (make it less likely to occur)
  * Reduce likelihood (make it less likely to occur)
## Reduce severity (limit harm if it does occur)   
  * Reduce severity (limit harm if it does occur)   
 
== Types of Risk Assessments ==
== Types of Risk Assessments ==
* '''Workshop & Activities''' – tools, machinery, COSHH, fire, first aid, environment checks.   
* '''Workshop & Activities''' – tools, machinery, COSHH, fire, first aid, environment checks.   
Line 32: Line 30:
# '''Review & Update''' regularly – especially after an incident, a change in activity, or at weekly support reviews.   
# '''Review & Update''' regularly – especially after an incident, a change in activity, or at weekly support reviews.   


== Link with Safety Plans ==
== Resident's Safety Plans ==
* Every resident must have both a '''Safety Plan''' and a '''Risk Management Plan'''.
* Every resident must have a '''Safety Plan''' which outlines a resident's risks and how we are managing them.
* Risks noted in referrals should be translated into the plan immediately.
* Risks noted in referrals should be translated into the plan as soon as possible but we must also supplement this information with our own risk assessment.
* Plans should describe:
* Plans should include:
  * '''Risk description''' (what can go wrong)
** '''Risk description''' (what can go wrong)
  * '''Exacerbating factors''' (what makes it more likely)
** '''Exacerbating factors''' (what makes it more likely)
  * '''Management strategies''' (what staff and the resident are doing to reduce the risk)   
** '''Management strategies''' (what staff and the resident are doing to reduce the risk)   
* Right at the top of the safety plan, state any '''risks to staff and others''' that we need to be aware of especially when lone working. 
* Put the most serious and most likely risks nearer the top of the safety plan.
 
* Update weekly at support reviews. State in the review notes if changes are made.   
* Update weekly at support reviews. State in the review notes if changes are made.   
* Ensure a clear link between referral risks, the safety plan, and our actual practice.   
* Ensure a clear link between referral risks, the safety plan, and our actual practice.   
* More detail and an example plan can be found in the [[Safety Plans Quick Guide]] 


== Roles & Responsibilities ==
== Roles & Responsibilities ==
Line 61: Line 63:
** Escalate significant risks to senior leadership or external services.   
** Escalate significant risks to senior leadership or external services.   


== Key Reminders ==
== Remember ==
* Balance is essential: too much control can block activity; too little can cause harm. 
* Always act immediately on obvious hazards, then follow with longer-term planning.   
* Always act immediately on obvious hazards, then follow with longer-term planning.   
* Risks cover both '''physical''' (fire, trips, machinery) and '''non-physical''' (self-harm, relapse, exploitation, stress).   
* Risks cover both '''physical''' (fire, trips, machinery) and '''non-physical''' (self-harm, relapse, exploitation, stress).   
* Documenting decisions protects both staff and residents.   
* Documenting decisions protects both staff and residents.   
* Include residents in risk planning – what ''they'' are doing to keep themselves safe matters as much as what staff do.
* Include residents in risk planning – what ''our residents and trainees'' are doing to keep themselves safe matters as well as what staff do.
* Review risk assessments after incidents, near misses, or changes in circumstance.   
* Review risk assessments after incidents, near misses, or changes in circumstance.   


Line 72: Line 73:
* [[Health and Safety Policy]]   
* [[Health and Safety Policy]]   
* [[Safeguarding Children Policy]]   
* [[Safeguarding Children Policy]]   
* [[Safeguarding Adults Policy]]
* [[Safeguarding Vulnerable Adults Policy]]
* [[Lone Working Policy]] 
* [[Lone Working Policy]]
* [[Data Protection Policy]] 
* [[Infectious Diseases Policy]] 
* [[Environment Policy]]

Latest revision as of 11:25, 23 September 2025

Why Risk Assessment Matters

  • Handcrafted is legally required to protect staff, residents, trainees, visitors, and others from harm.
  • Risk assessment underpins all our work – from workshops and housing to support work, outreach, and admin.
  • Risk can never be eliminated, but it must be identified, reduced, and managed.
  • Good risk management keeps everyone safe, reduces stress, builds accountability, and demonstrates responsibility to funders, regulators, and trustees.

Principles

Every risk assessment follows the same framework:

  1. Hazard – What has the potential to cause harm? (e.g. broken step, aggressive visitor, relapse triggers, data breach)
  2. Risk – What could happen? Consider:
    1. Likelihood (how probable)
    2. Severity (how serious the consequences)
  3. Control / Mitigation – What steps are we taking to:
    1. Reduce likelihood (make it less likely to occur)
    2. Reduce severity (limit harm if it does occur)

Types of Risk Assessments

  • Workshop & Activities – tools, machinery, COSHH, fire, first aid, environment checks.
  • Individual Residents – personalised risk management plans (linked to safety plans).
  • Home Environment – housing condition checks, visitor risks, fire safety, tenancy compliance.
  • Support Work – risks of relapse, self-harm, exploitation, mental health deterioration.
  • Organisational – data protection, lone working, safeguarding, infectious disease, environment.
  • Dynamic / Informal – constant “on the fly” assessment: entering a home, meeting a new trainee, supervising an activity. Staff should notice hazards and act immediately.

Process

  1. Identify hazards (physical, emotional, environmental, organisational).
  2. Assess risks (likelihood + severity).
  3. Control using proportionate mitigation measures.
  4. Record when significant decisions are made. Documentation shows accountability.
  5. Review & Update regularly – especially after an incident, a change in activity, or at weekly support reviews.

Resident's Safety Plans

  • Every resident must have a Safety Plan which outlines a resident's risks and how we are managing them.
  • Risks noted in referrals should be translated into the plan as soon as possible but we must also supplement this information with our own risk assessment.
  • Plans should include:
    • Risk description (what can go wrong)
    • Exacerbating factors (what makes it more likely)
    • Management strategies (what staff and the resident are doing to reduce the risk)
  • Right at the top of the safety plan, state any risks to staff and others that we need to be aware of especially when lone working.
  • Put the most serious and most likely risks nearer the top of the safety plan.
  • Update weekly at support reviews. State in the review notes if changes are made.
  • Ensure a clear link between referral risks, the safety plan, and our actual practice.
  • More detail and an example plan can be found in the Safety Plans Quick Guide

Roles & Responsibilities

  • All staff:
    • Remain vigilant and raise concerns immediately.
    • Carry out informal dynamic assessments daily.
    • Follow safety, safeguarding, and lone working policies.
  • Support Workers:
    • Complete environment checks and record hazards.
    • Ensure residents’ risk plans are live, updated, and practical.
  • Workshop Leaders:
    • Keep risk assessments for tools, machines, and activities up to date.
    • Ensure PPE, signage, and safe systems are followed.
  • Managers:
    • Ensure risk assessments are documented, reviewed, and accessible.
    • Provide training and supervision so staff feel competent.
    • Escalate significant risks to senior leadership or external services.

Remember

  • Always act immediately on obvious hazards, then follow with longer-term planning.
  • Risks cover both physical (fire, trips, machinery) and non-physical (self-harm, relapse, exploitation, stress).
  • Documenting decisions protects both staff and residents.
  • Include residents in risk planning – what our residents and trainees are doing to keep themselves safe matters as well as what staff do.
  • Review risk assessments after incidents, near misses, or changes in circumstance.

Related Policies